Our lawyers have extensive experience in counseling clients on securities laws and other compliance related issues.
We assist clients by:
- Fostering firm-wide respect for the governing federal and state laws, rules and regulations via customized training and education
- Designing and implementing practical and cost-effective solutions which enable clients to present and detect misconduct
- Closely monitoring regulatory developments, trends and priorities
- Getting ahead of, and to the heart of, regulatory issues
- Preparing them for, and guiding them through, inspections, examinations, sweeps and investigations