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Saretsky Hart Michaels & Gould PC concentrates on the litigation of securities, investment, business and commercial disputes. Our principal but not exclusive focus is in the securities broker-dealer, investment advisory and insurance industries. As a result, we routinely represent broker-dealers, registered representatives, investment advisers, financial planners, insurance agents, CPAs, corporate directors and officers, and other financial professionals. The firm also regularly represents parties to general business and commercial disputes. We represent clients in court (federal and state), in arbitration (before the Financial Industry Regulatory Authority, the New York Stock Exchange and American Arbitration Association) and in administrative proceedings before regulatory (the Securities and Exchange Commission and the states) and self-regulatory (Financial Industry Regulatory Authority) bodies. Securities Litigation and Arbitration + Customer Complaints + Employment + Regulatory and Enforcement |
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